Masaki Taniguchi
谷口正樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masaki Taniguchi (谷口正樹), a licensed Responsible Officer with CE reference AOD538. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 9 — Asset management | 2014-06-13 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2014-04-12 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2011-07-21 | 2012-03-31 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2011-07-21 | 2012-03-31 |
| MCP Asset Management Company Limited | RO | Type 4 — Advising on securities | 2009-12-14 | 2010-11-30 |
| MCP Asset Management Company Limited | RO | Type 9 — Asset management | 2009-12-14 | 2010-11-30 |
| MCP Asset Management Company Limited | RO | Type 4 — Advising on securities | 2006-12-28 | 2009-06-17 |
| MCP Asset Management Company Limited | RO | Type 9 — Asset management | 2006-12-28 | 2009-06-17 |