Richard Shih Hau Yang
楊世浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Shih Hau Yang (楊世浩), a licensed former licensee with CE reference ADQ367. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-11 | 2021-04-20 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-11 | 2021-04-20 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-09-26 | 2019-03-11 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-26 | 2019-03-11 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-02 | 2014-09-26 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 4 — Advising on securities | 2011-02-16 | 2014-03-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 9 — Asset management | 2011-02-16 | 2014-03-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-19 | 2011-02-16 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 — Asset management | 2010-01-19 | 2011-02-16 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2007-05-01 | 2010-01-06 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2007-05-01 | 2010-01-06 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2007-01-22 | 2007-05-01 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2007-01-22 | 2007-05-01 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-12-13 | 2007-01-22 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-12-13 | 2007-01-22 |
| Trigon Advisers (Hong Kong) Limited |
RO | Type 4 — Advising on securities | present | 2006-11-23 |
| Trigon Advisers (Hong Kong) Limited |
RO | Type 9 — Asset management | present | 2006-11-23 |