Shun Hong Liu
廖舜康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Hong Liu (廖舜康), a licensed Responsible Officer with CE reference ANQ958. Currently licensed at 1 firm(s): Hong Investment Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Investment Advisors Limited | RO | Type 9 — Asset management | 2012-02-29 | present |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2008-01-07 | 2011-07-29 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2008-01-07 | 2011-07-29 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-07-17 | 2008-01-07 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-07-17 | 2008-01-07 |