Thomas Graham Pidgeon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Graham Pidgeon ( ), a licensed former licensee with CE reference AOD603. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-11-09 | 2009-03-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-11-09 | 2009-03-31 |