Arun Purushotam Vaswani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arun Purushotam Vaswani ( ), a licensed former licensee with CE reference AMK294. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-03 | 2023-11-21 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-03 | 2023-11-21 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-31 | 2020-12-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2005-08-29 | 2011-10-28 |