Stephen Tukqun Jue
居德鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Tukqun Jue (居德鈞), a licensed former licensee with CE reference AIQ688. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-13 | 2020-05-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-26 | 2020-05-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2018-03-26 | 2020-05-28 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-23 | 2018-02-26 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-02 | 2018-02-26 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2010-10-18 | 2014-01-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2010-10-18 | 2014-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-23 | 2005-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-08-23 | 2005-07-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-23 | 2005-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2003-10-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-16 |