Paul Kin Ming Shiu
邵建銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Kin Ming Shiu (邵建銘), a licensed former licensee with CE reference AOV858. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Babel Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2022-03-22 | 2022-05-10 |
| Leucadia Asset Management Limited |
RO | Type 9 — Asset management | 2020-11-03 | 2022-01-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-05-08 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2019-05-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-11 | 2018-01-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-11 | 2018-01-08 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-02-22 | 2014-09-20 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2007-04-27 | 2011-02-25 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2007-04-27 | 2011-02-25 |