Marco Lan Wong
黃瀾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Lan Wong (黃瀾), a licensed Responsible Officer with CE reference AMI407. Currently licensed at 1 firm(s): ABCI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-06 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-11-06 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-04 | 2013-11-06 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-04 | 2013-11-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-22 | 2011-03-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-22 | 2011-03-24 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-27 | 2009-10-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-27 | 2009-10-13 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-14 | 2009-10-13 |
| Baron Asia Limited 建勤亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-23 | 2006-06-09 |