Charles Ming Wah Ng
吳明華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Ming Wah Ng (吳明華), a licensed former licensee with CE reference AAK675. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-31 | 2024-12-31 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-11-26 | 2014-04-15 |
| Equitas Capital Limited |
RO | Type 6 — Advising on corporate finance | 2004-02-23 | 2005-08-01 |
| Equitas Capital Limited |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Equitas Capital Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |