Equitas Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Equitas Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference AAK674. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-09-23 |
| Type 4 — Advising on securities | present | 2005-03-30 |
| Type 6 — Advising on corporate finance | present | 2005-12-06 |
| Type 9 — Asset management | present | 2005-03-30 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Ming Wah Ng 吳明華 | RO 6 Rep 1, 6 | Pre-2003 | 2005-08 |
| Monica Hoi Yan Ng | Rep 1, 6 | Pre-2003 | 2005-03 |
Showing 1–2 of 2