Geoffrey Chun Fai Lo
羅俊輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Chun Fai Lo (羅俊輝), a licensed Responsible Officer with CE reference APU210. Currently licensed at 2 firm(s): Plouton Asset Management Limited, Select Investment Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-27 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-16 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2011-09-16 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-16 | 2011-02-02 |