Denise Ying Wai Law
羅瑩慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Ying Wai Law (羅瑩慧), a licensed Responsible Officer with CE reference AOW883. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-01 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-09 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-04 | 2019-01-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-20 | 2013-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-20 | 2013-03-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-29 | 2013-03-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-07 | 2010-04-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-07 | 2010-04-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-07 | 2010-04-30 |