Yuk Chun Chow
周昱俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chun Chow (周昱俊), a licensed Responsible Officer with CE reference AUD239. Currently licensed at 1 firm(s): LumenOMI Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LumenOMI Capital Limited |
RO | Type 9 — Asset management | 2025-12-17 | present |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-09 | 2025-12-04 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-09 | 2025-12-04 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 9 — Asset management | 2023-03-09 | 2025-12-04 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-13 | 2023-02-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 — Advising on securities | 2018-07-13 | 2023-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-23 | 2018-01-19 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-06-23 | 2018-01-19 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-16 | 2016-06-23 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-16 | 2016-06-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2016-05-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-27 | 2016-05-14 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-22 | 2015-07-22 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-22 | 2015-07-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-28 | 2012-03-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-10 | 2012-03-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-10 | 2012-03-17 |