Sze Ka Tam
譚思嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ka Tam (譚思嘉), a licensed Responsible Officer with CE reference AHA823. Currently licensed at 1 firm(s): Somerley Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-31 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-16 | 2014-04-17 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-11 | 2011-06-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-11 | 2011-06-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-11 | 2011-05-16 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-08 | 2007-05-21 |
| Henco Capital Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-03 |