Ka Ian Tam
譚嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ian Tam (譚嘉欣), a licensed former licensee with CE reference AXN182. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2022-02-08 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2022-02-08 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2014-11-08 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-04 | 2014-11-08 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-04 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-04 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-04 | 2014-04-15 |