Michael Geoffrey William Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Geoffrey William Adams ( ), a licensed former licensee with CE reference AVO883. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-11 | 2022-01-21 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-11 | 2022-01-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2017-02-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-23 | 2017-02-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2017-02-21 |