Siu Hon Alexander Ngan
顏肇翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hon Alexander Ngan (顏肇翰), a licensed former licensee with CE reference BBT963. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2014-10-11 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-04 | 2014-10-11 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-27 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-27 | 2014-04-15 |