Vanessa Shuk Yee Kwok
郭淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Shuk Yee Kwok (郭淑儀), a licensed former licensee with CE reference ADM985. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-21 | 2010-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-31 | 2010-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-31 | 2010-07-06 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-31 | 2006-12-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-06-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |