Shan Tian
田珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Tian (田珊), a licensed Responsible Officer with CE reference AQV659. Currently licensed at 1 firm(s): Jun Hui International Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jun Hui International Finance Limited 雋匯國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-06 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-12 | 2019-01-18 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-21 | 2017-10-20 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-04 | 2013-10-21 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-19 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-19 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-19 | 2010-12-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-05-15 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2009-05-15 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-13 | 2009-05-15 |