Shuo Ting Wu
吳碩庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Ting Wu (吳碩庭), a licensed former licensee with CE reference ARO003. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-29 | 2013-05-22 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-29 | 2013-05-22 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-29 | 2013-05-22 |