David Ching
秦思良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ching (秦思良), a licensed Responsible Officer with CE reference AHA614. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-21 | 2021-09-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-21 | 2021-09-16 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-29 | 2021-06-27 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-05-29 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-02 | 2020-06-01 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-02 | 2021-06-27 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-02 | 2018-12-23 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-02 | 2018-12-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-24 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 — Advising on securities | 2011-05-24 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-24 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-19 | 2011-05-24 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2011-05-24 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-12 | 2011-05-24 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-04 | 2007-11-16 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-06 | 2007-11-16 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-27 | 2005-09-06 |