Stephanie Chung Yan Chow
周頌恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Chung Yan Chow (周頌恩), a licensed Responsible Officer with CE reference APS566. Currently licensed at 1 firm(s): Somerley Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-15 | present |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-15 | present |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2015-10-15 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-06 | 2015-10-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-02 | 2014-04-15 |