Kenneth Wai Hung Chow
鄒偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wai Hung Chow (鄒偉雄), a licensed Responsible Officer with CE reference AFR677. Currently licensed at 1 firm(s): Somerley Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-02 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-25 | 2006-11-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-25 | 2006-11-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-07-25 | 2014-04-17 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-08 | 2006-07-25 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-12-16 | 2006-04-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-12-16 |