Ka Hung Wan
温家雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hung Wan (温家雄), a licensed Responsible Officer with CE reference AEP391. Currently licensed at 1 firm(s): Luk Fook Capital (HK) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-02-06 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-08 | 2024-08-15 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-14 | 2024-08-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-14 | 2024-08-15 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-30 | 2022-02-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-30 | 2022-02-14 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-30 | 2022-06-08 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-11 | 2021-10-15 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-02-02 | 2021-10-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-11-10 | 2007-01-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-27 | 2004-11-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |