Ngai Fung Lam
林羿鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Fung Lam (林羿鋒), a licensed Responsible Officer with CE reference AEA815. Currently licensed at 1 firm(s): Octal Capital Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Asset Management Limited 八方金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-02 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-02 | 2023-06-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-28 | 2016-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 — Asset management | 2011-10-28 | 2016-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2011-10-28 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-10-24 | 2011-10-28 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-04-29 | 2011-10-01 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-11-25 | 2009-06-18 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-26 | 2011-10-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-04-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-03-04 |