Pao-Chi Lo
羅寳冀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pao-Chi Lo (羅寳冀), a licensed Responsible Officer with CE reference APL954. Currently licensed at 1 firm(s): TeraWise Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TeraWise Capital Limited 兆易資本有限公司 |
RO | Type 4 — Advising on securities | 2022-11-29 | present |
| TeraWise Capital Limited 兆易資本有限公司 |
RO | Type 9 — Asset management | 2022-11-29 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2019-05-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-02-13 | 2019-05-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2019-05-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-11-13 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-28 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-28 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2011-01-28 |