Chi Kan Lam
林志勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kan Lam (林志勤), a licensed Responsible Officer with CE reference AFX948. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-28 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-28 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-14 | 2025-11-28 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-05-14 | 2025-11-28 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-23 | 2024-12-31 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-04 | 2024-01-23 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-07-04 | 2024-12-31 |
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-26 | 2022-07-01 |
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2022-07-01 |
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-02 | 2018-02-26 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-06 | 2017-12-15 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-22 | 2017-12-15 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-22 | 2017-07-06 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-13 | 2017-04-07 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-28 | 2017-04-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-28 | 2016-07-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-04-26 | 2016-01-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-19 | 2016-01-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-19 | 2013-04-26 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-30 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-25 | 2011-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-01-21 | 2011-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-02 | 2011-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-02 | 2011-01-21 |
| Boulton Capital Asia Limited |
RO | Type 6 — Advising on corporate finance | 2004-09-07 | 2010-11-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-18 | 2004-06-04 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-04 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-04 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-04 |