Jen der Shen
沈振德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jen der Shen (沈振德), a licensed former licensee with CE reference ALY713. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-25 | 2022-05-01 |
| BS Securities Limited 大成功證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-18 | 2020-03-03 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-09-24 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-07 | 2017-09-24 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-13 | 2017-05-31 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-23 | 2017-05-31 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-21 | 2016-02-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-30 | 2015-12-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-21 | 2015-12-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-19 | 2015-03-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-19 | 2014-05-21 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-04 | 2006-07-21 |