Shu Sum Fung
馮樹森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sum Fung (馮樹森), a licensed former licensee with CE reference AED604. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2023-10-01 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-15 | 2020-08-21 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-11-15 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-30 |