Kam Fai Lui
呂金輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Fai Lui (呂金輝), a licensed Responsible Officer with CE reference AHL563. Currently licensed at 2 firm(s): I Win Asset Management Limited, I Win Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-01-10 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 — Asset management | 2025-01-10 | present |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-02 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-31 | 2025-01-10 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-31 | 2025-01-10 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-30 | 2020-12-17 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-16 | 2013-08-28 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-08-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-11 |