Xiaoxin Liu
劉曉鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxin Liu (劉曉鑫), a licensed former licensee with CE reference BGC394. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-31 | 2016-12-12 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-31 | 2022-09-16 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-31 | 2022-09-16 |