Wai Fang
方偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fang (方偉), a licensed Representative with CE reference AOE794. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-08 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-02-08 | present |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-04 | 2022-12-12 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-26 | 2020-11-04 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-23 | 2019-04-23 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-23 | 2019-04-23 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2018-04-23 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-17 | 2017-09-08 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-09 | 2017-09-08 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-09 | 2015-11-17 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-31 | 2014-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-31 | 2014-09-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2013-12-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-28 | 2013-12-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-24 | 2011-06-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-24 | 2011-06-15 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-09 | 2010-06-11 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-24 | 2010-06-11 |