Leung Liu
廖良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Liu (廖良), a licensed Responsible Officer with CE reference AFJ550. Currently licensed at 1 firm(s): Smart Fullrich Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-06 | present |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 — Asset management | 2021-12-06 | present |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-06 | 2022-10-24 |
| Regent Capital Management Limited 高廷資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-12 | 2021-03-18 |
| Regent Capital Management Limited 高廷資本有限公司 |
RO | Type 9 — Asset management | 2019-03-12 | 2021-03-18 |
| Averest Capital Limited 永桐資本有限公司 |
RO | Type 4 — Advising on securities | 2018-10-03 | 2019-03-03 |
| Averest Capital Limited 永桐資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-29 | 2019-03-03 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-01 | 2017-12-31 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-07 | 2016-11-30 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-07 | 2014-05-18 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-13 | 2014-05-18 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-08 | 2014-05-18 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-06 | 2011-08-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2011-01-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-21 | 2011-01-22 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-20 | 2010-08-31 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-20 | 2010-08-31 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-30 |