Regent Capital Management Limited
高廷資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regent Capital Management Limited (高廷資本有限公司), a Hong Kong-based licensed corporation with CE reference BNW042. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2019-03-12.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2019-03-12 | 2025-03-07 |
| Type 9 — Asset management | 2019-03-12 | 2025-03-07 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jing Guo 過靜 | RO 4, 9 | 2021-03 | 2025-02 |
| Ziqi Jiang 蔣子祺 | RO 4, 9 | 2021-04 | 2024-09 |
| Leung Liu 廖良 | RO 4, 9 | 2019-03 | 2021-03 |
| Ka Yi (SFC:AMX935) Wong 黃嘉宜 | RO 4, 9 | 2019-03 | 2021-04 |
| Ningxiang Zhang 章宁翔 | RO 9 | 2021-03 | 2022-05 |
| Yeshuang Zhang 張燁驦 | RO 4, 9 | 2021-04 | 2024-03 |
| Shuyun Huang 黄淑芸 | Rep 4, 9 | 2021-05 | 2024-04 |
| Damien Jia Wei Lim 林佳蔚 | Rep 4, 9 | 2021-08 | 2023-04 |
| Min (SFC:BGL946) Wang 王敏 | Rep 4, 9 | 2021-04 | 2024-08 |
| Shuai (SFC:BNB844) Wang 王帥 | Rep 4, 9 | 2021-03 | 2023-09 |
| Bo Wu | Rep 9 | 2020-08 | 2021-01 |
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