Ningxiang Zhang
章宁翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningxiang Zhang (章宁翔), a licensed former licensee with CE reference APZ631. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regent Capital Management Limited 高廷資本有限公司 |
RO | Type 9 — Asset management | 2021-03-18 | 2022-05-23 |
| Thoth Investment Management Limited 慧文投資管理有限公司 |
RO | Type 9 — Asset management | 2017-10-26 | 2020-12-18 |
| Thoth Investment Management Limited 慧文投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-26 | 2017-10-26 |
| HZ CAPITAL LIMITED | RO | Type 4 — Advising on securities | 2015-03-26 | 2017-07-31 |
| HZ CAPITAL LIMITED | RO | Type 5 — Advising on futures contracts | 2015-03-26 | 2017-07-31 |
| HZ CAPITAL LIMITED | RO | Type 9 — Asset management | 2015-03-26 | 2017-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-15 | 2012-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-15 | 2012-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-15 | 2012-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-11-15 | 2012-11-30 |