HZ CAPITAL LIMITED
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HZ CAPITAL LIMITED, a Hong Kong-based licensed corporation with CE reference BDR488. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2015-03-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-03-26 | 2024-06-07 |
| Type 5 — Advising on futures contracts | 2015-03-26 | 2024-06-07 |
| Type 9 — Asset management | 2015-03-26 | 2024-06-07 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Masahide Hoshi 星真秀 | RO 4, 5, 9 | 2015-03 | 2017-01 |
| Tin Po Lo 羅天保 | RO 4, 5, 9 | 2018-01 | 2018-07 |
| James Thomas Ramsay | RO 4, 5, 9 Rep 4, 9 | 2019-03 | 2024-04 |
| Chengjie Shen 沈承杰 | RO 4, 5, 9 Rep 4, 5, 9 | 2016-09 | 2017-12 |
| Edwin Tam 譚開 | RO 4, 5, 9 | 2018-09 | 2020-07 |
| Kai Tan 譚鍇 | RO 4, 5, 9 Rep 4, 5, 9 | 2020-03 | 2021-03 |
| Xiaotian (SFC:BAO743) Wang 王小天 | RO 4, 5, 9 | 2021-03 | 2024-04 |
| Ningxiang Zhang 章宁翔 | RO 4, 5, 9 | 2015-03 | 2017-07 |
| Yeshuang Zhang 張燁驦 | RO 4, 5, 9 | 2017-04 | 2019-03 |
| Shaoyang Gong 鞏少陽 | Rep 4, 5, 9 | 2020-11 | 2022-12 |
| da (SFC:BNC440) Liu 劉達 | Rep 4, 5, 9 | 2018-08 | 2019-03 |
| Wing Ki Mak 麥穎琪 | Rep 4, 5, 9 | 2020-11 | 2024-03 |
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