Edwin Tam
譚開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Tam (譚開), a licensed Responsible Officer with CE reference BFC674. Currently licensed at 1 firm(s): KR Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2023-08-03 | present |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 9 — Asset management | 2023-08-03 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-23 | 2023-01-31 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-23 | 2023-01-31 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-19 | 2021-10-08 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-19 | 2021-10-08 |
| HZ CAPITAL LIMITED | RO | Type 4 — Advising on securities | 2018-09-17 | 2020-07-31 |
| HZ CAPITAL LIMITED | RO | Type 5 — Advising on futures contracts | 2018-09-17 | 2020-07-31 |
| HZ CAPITAL LIMITED | RO | Type 9 — Asset management | 2018-09-17 | 2020-07-31 |
| Skybound Capital (HK) Limited 時機資本有限公司 |
Rep | Type 9 — Asset management | 2015-04-14 | 2017-03-17 |