Kai Tan
譚鍇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tan (譚鍇), a licensed Responsible Officer with CE reference AVJ582. Currently licensed at 1 firm(s): Fides Capital Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-23 | present |
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 4 — Advising on securities | 2021-04-07 | present |
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 9 — Asset management | 2021-04-07 | present |
| HZ CAPITAL LIMITED | RO | Type 4 — Advising on securities | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | RO | Type 5 — Advising on futures contracts | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | RO | Type 9 — Asset management | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | Rep | Type 4 — Advising on securities | 2020-03-19 | 2020-05-11 |
| HZ CAPITAL LIMITED | Rep | Type 5 — Advising on futures contracts | 2020-03-19 | 2020-05-11 |
| HZ CAPITAL LIMITED | Rep | Type 9 — Asset management | 2020-03-06 | 2020-05-11 |
| Alphawise Asset Management Limited 智言資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-30 | 2020-02-29 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2017-07-13 | 2019-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-03 | 2017-07-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-29 | 2016-06-08 |