Chengjie Shen
沈承杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengjie Shen (沈承杰), a licensed Responsible Officer with CE reference AVQ799. Currently licensed at 1 firm(s): Tang Wealth International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-26 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 4 — Advising on securities | 2023-06-26 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 9 — Asset management | 2023-06-26 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-21 | 2023-02-28 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-21 | 2023-02-28 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 — Asset management | 2021-09-21 | 2023-02-28 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-15 | 2021-09-21 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-15 | 2021-09-21 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-15 | 2021-09-21 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-18 | 2020-07-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-18 | 2020-07-31 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-08 | 2020-07-31 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-13 | 2019-07-08 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-05 | 2019-05-10 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2018-01-05 | 2019-05-10 |
| HZ CAPITAL LIMITED | RO | Type 4 — Advising on securities | 2017-01-18 | 2017-12-31 |
| HZ CAPITAL LIMITED | RO | Type 5 — Advising on futures contracts | 2017-01-18 | 2017-12-31 |
| HZ CAPITAL LIMITED | RO | Type 9 — Asset management | 2017-01-18 | 2017-12-31 |
| HZ CAPITAL LIMITED | Rep | Type 4 — Advising on securities | 2016-09-23 | 2017-01-18 |
| HZ CAPITAL LIMITED | Rep | Type 5 — Advising on futures contracts | 2016-09-23 | 2017-01-18 |
| HZ CAPITAL LIMITED | Rep | Type 9 — Asset management | 2016-09-23 | 2017-01-18 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-12 | 2016-08-05 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-12 | 2016-08-05 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-11 | 2011-11-21 |