King Chung Wong
黃勁聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chung Wong (黃勁聰), a licensed Responsible Officer with CE reference APB407. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-19 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-27 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-09-27 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-24 | 2023-08-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-15 | 2023-07-24 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-15 | 2023-08-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | 2019-11-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-05 | 2019-11-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-07 | 2019-08-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-07 | 2019-08-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-07 | 2019-08-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2018-08-31 | 2019-08-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-14 | 2019-08-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-14 | 2019-08-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-10 | 2017-06-27 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-10 | 2017-06-27 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-29 | 2015-03-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-29 | 2015-03-10 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-27 | 2014-08-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-27 | 2014-08-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2014-05-27 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-28 | 2014-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2008-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-07 | 2008-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-07 | 2008-05-22 |