Yip Shing Lam
林業成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Shing Lam (林業成), a licensed Representative with CE reference AAB176. Currently licensed at 1 firm(s): Cinda International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-18 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2020-03-06 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-03 | 2007-05-11 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-28 | 2007-04-23 |
| Star Securities Limited 星光証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-09 | 2007-03-19 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-26 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-28 |