Kun Yu
于坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun Yu (于坤), a licensed Responsible Officer with CE reference AOT339. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-10 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-10 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-07 | present |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-07-12 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-12 | 2015-06-12 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2011-04-12 | 2013-05-16 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2011-01-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-04 | 2011-01-01 |