Hsih Chien Chiu
丘世健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsih Chien Chiu (丘世健), a licensed former licensee with CE reference ANF213. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-14 | 2018-06-01 |
| Redford Securities Limited 泓福證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-13 | 2018-06-01 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-11-13 | 2018-06-01 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2014-11-13 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2014-11-13 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-27 | 2016-09-14 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-17 | 2014-07-01 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 4 — Advising on securities | 2014-02-17 | 2014-07-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-04 | 2014-07-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-10-04 | 2014-07-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2012-10-04 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2012-10-04 |