Haiying Qi
祁海英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiying Qi (祁海英), a licensed Responsible Officer with CE reference BFB179. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Assets (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-12-15 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-31 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-31 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-03-31 | present |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-27 | 2020-09-30 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-27 | 2021-04-01 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 — Asset management | 2017-11-27 | 2024-02-06 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2017-03-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-15 | 2017-03-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-11-15 | 2017-03-31 |