Shixin Cai
蔡時欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shixin Cai (蔡時欣), a licensed Representative with CE reference BMH732. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-05 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-05 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2025-02-05 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-02 | 2025-02-05 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-02-22 | 2018-07-16 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-02-22 | 2018-07-16 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2018-02-22 | 2018-07-16 |