Po Wen Liu
劉博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Wen Liu (劉博文), a licensed Representative with CE reference ATL504. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-23 | 2021-07-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-23 | 2021-07-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-12 | 2019-10-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-12 | 2019-10-23 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-07 | 2017-11-09 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-07 | 2017-11-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2016-07-13 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-04 | 2015-05-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-04 | 2015-05-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2011-09-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-22 | 2010-08-20 |