Ho Yan Lau
劉可欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Lau (劉可欣), a licensed Responsible Officer with CE reference BHZ343. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-12-11 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-26 | 2025-12-11 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-10 | 2021-07-01 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-10 | 2021-07-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-17 | 2018-07-21 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-17 | 2018-07-21 |