Tung Tung Lam
林冬冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Tung Lam (林冬冬), a licensed Responsible Officer with CE reference BAI406. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-03 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-04 | 2023-05-03 |
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-19 | 2013-08-29 |