Henry Kai Ho Yeung
楊繼灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Kai Ho Yeung (楊繼灝), a licensed Responsible Officer with CE reference AEZ712. Currently licensed at 1 firm(s): LY Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-11 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-11 | 2025-04-14 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-14 | 2013-09-01 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-24 | 2010-08-02 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-06-02 | 2008-04-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-25 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-25 |