Nicole Chung Yan Cheng
鄭仲殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Chung Yan Cheng (鄭仲殷), a licensed former licensee with CE reference BDL393. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-18 | 2022-09-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-03 | 2016-06-25 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-03 | 2016-06-25 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-03 | 2016-06-25 |